FTSE Mondo Visione Exchanges Index:
News Centre
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Date 18/04/2024
MIAX Exchange Group - Options And Equities Markets - Approval To Amend The FINRA Codes Of Arbitration Procedure And Code Of Mediation Procedure To Revise And Restate The Qualifications For Representatives In Arbitrations And Mediations
FINRA has received approval to amend the Code of Arbitration Procedure for Customer Disputes, the Code of Arbitration Procedure for Industry Disputes, and the Code of Mediation Procedure to revise and restate the qualifications for representatives in arbitrations and mediations in the forum administered by FINRA Dispute Resolution Services (‘‘DRS’’). The amendments disallow compensated non-attorney representatives from representing parties in the DRS forum and clarify the circumstances in which any person would be prohibited from representing a party in the DRS forum. In addition, the amendments codify that a student enrolled in a law school participating in a law school clinical program or its equivalent and practicing under the supervision of an attorney may represent investors in the DRS forum.
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Date 18/04/2024
Canadian Securities Regulators Publish Next Steps To Facilitate Access To Real-Time Market Data
The Canadian Securities Administrators (CSA) today published Staff Notice 21-334 Next Steps to Facilitate Access to Real-Time Market Data (RTMD) which summarizes the comments received to the Consultation Paper published in November 2022, and advises stakeholders of the CSA’s next steps to address the access to and use of RTMD.
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Date 18/04/2024
Four Directors Join ISDA Board
ISDA has announced that four directors have joined its Board and 10 others have been re-elected at ISDA’s Annual General Meeting in Tokyo.
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Date 18/04/2024
Office Of The Comptroller Of The Currency Announces Enforcement Actions For April 2024
The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against national banks and federal savings associations (banks), and individuals currently and formerly affiliated with banks the OCC supervises.
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Date 18/04/2024
Opening Remarks, Federal Reserve Governor Michelle W. Bowman, At The 2024 New York Fed Regional And Community Banking Conference, New York, New York (Via Prerecorded Video)
Good morning, it is really a pleasure to join you by video. I would like to thank Supervision at the New York Fed for inviting me to join you at this year's Regional and Community Banking Conference. These forums enable us to continue our engagement with bankers in the industry to address a variety of issues and challenges that exist in the current banking environment. Some of the topics that will be covered today include contingency funding, operational readiness, market uncertainties, and banking innovations. I appreciate that you have joined us to discuss these and several other topics on our agenda.
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Date 18/04/2024
Promoting Competitiveness Is A Juggling Act, Speech By Sarah Pritchard, UK Financial Conduct Authority, Executive Director, Markets And Executive Director, International At TheCityUK International Conference 2024
Highlights
- We want to strike a balance between encouraging competition and innovation and advancing our other operational objectives.
- We aim to support beneficial and responsible innovation, ensuring consumers and markets reap the benefits of new technology.
- We welcome international firms but want them to operate in a way that protects consumers and market integrity.
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Date 18/04/2024
Municipal CUSIP Request Volumes Rise For Second Consecutive Month - Corporate Volumes Slow In March
CUSIP Global Services (CGS) today announced the release of its CUSIP Issuance Trends Report for March 2024. The report, which tracks the issuance of new security identifiers as an early indicator of debt and capital markets activity over the next quarter, found a monthly increase in request volume for new municipal identifiers, while requests for corporate identifiers slowed on a monthly basis.
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Date 18/04/2024
Miami International Holdings Announces Untimely Passing Of MGEX CEO Mark Bagan
Miami International Holdings, Inc. (MIH), a technology-driven leader in building and operating regulated financial markets across multiple asset classes and geographies, today announced the untimely passing of Mark G. Bagan, Executive Vice President – U.S. Futures Strategy of MIH and Chief Executive Officer of Minneapolis Grain Exchange (MGEX™).
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Date 18/04/2024
Borsa Istanbul: Constituents Of The BIST Dividend And BIST Dividend 25 Indices For The Period May 1, 2024 – July 31, 2024 Has Been Changed
Taking BIST Market Cap Weighted Stock Indices Methodology (Methodology) into consideration, periodic review of BIST Dividend indices is completed. As results of the periodic review, constituent changes of BIST Dividend and BIST Dividend 25 indices, decided by Borsa Istanbul Management for the May 1, 2024 - July 31, 2024 period, are below.
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Date 18/04/2024
ESAs Consult On Technical Standards For Joint Examination Teams Under DORA
The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) launched today a public consultation on the draft Regulatory Technical Standards (RTS) on the conduct of oversight activities in relation to the joint examination teams under the Digital Operational Resilience Act (DORA).